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PRINCIPLES FOR FINANCIAL MARKET INFRASTRUCTURES DISCLOSURE
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In April 2012, the Bank for International Settlements Committee on Payment and Settlement
Systems (“CPSS”)1
and the Technical Committee of the International Organization of Securities
Commissions (“IOSCO”) published the Principles for financial market infrastructures (collectively, the
“PFMI” and each principle a “Principle”). To facilitate implementation and promote ongoing
observance of the PFMI, CPSS-IOSCO also issued the Principles for financial market
infrastructures: disclosure framework and assessment methodology (the “CPSS-IOSCO Disclosure
framework”).